Caroline Taylor, CIM®, FCSI®

Partner, Chief Compliance Officer, Vice President Branch Operations

Joined: 2015

Location: Toronto

Member of the Pembroke Management Committee

Member of the Association of Canadian Compliance Professionals

Caroline Taylor joined Pembroke in 2015 and is a Partner, Chief Compliance Officer and Vice President, Branch Operations of Pembroke Private Wealth.  Caroline began her career in the financial industry in 2005 at Scotiabank in an administrative role where she transitioned into various client servicing and account manager roles.  Prior to leaving Scotiabank, Caroline held the title of Senior Financial Advisor for over 6 years where she provided financial planning services and support to her clients to help them plan for their financial futures and achieve their goals. Caroline holds a Bachelor of Arts in Economics from the University of Toronto and a Bachelor of Professional Studies in Education in the intermediate/senior program from Niagara University in Ontario.

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